Join Our Team as a Compliance Officer

About the Role

Duties and Responsibilities

• Establish and maintain the compliance management framework.
• Develop and execute compliance risk management and monitoring plans.
• Conduct compliance reviews, testing, and file sampling.
• Manage regional compliance functions and external compliance providers.
• Assist business units in mitigating compliance risks.
• Perform SOP compliance testing and track corrective actions.
• Draft, implement, and maintain compliance policies.
• Deliver compliance training and regulatory awareness programmes.
• Provide guidance on compliance-related queries.
• Promote a strong compliance and customer-centric culture.
• Monitor business practices for compliance risks and potential customer harm.
• Escalate compliance and conduct concerns where required.

Requirements

• Qualifications: Class of Business Commercial Lines, Risk, Governance & Compliance, Compliance Risk Management Plans, LLB
• Skills: Sound practical experience in compliance risk management, regulatory monitoring, and regulatory reporting.
• Certification: FSCA Phase 1 approval as a Compliance Officer
• Experience: Entry-level (up to 2 years' experience)
• Industry: Insurance