Temp Compliance Officer

SUMMARY:
6 month temp assignment. This is a temp role created to assist the compliance team during times of increased work.

POSITION INFO:

The role is to support the Compliance team with general admin tasks focusing on:

AML Reviews

Sanction screening via Dow Jones and Google searches

CMP Testing

This role encompasses projects and processes that will build knowledge of the business and its requirements as well as build an understanding of the compliance role within the business.

Key duties and responsibilities:

AML Reviews

• Undertaking periodic client risk and file reviews in accordance with the Companies policies and procedures
• Logging actions as and when required
• Completing 3 or 4 per day

Sanction Screening

• Assisting in the screening of new clients
• Run regular screening against a known list of clients
• Screening alerts on a weekly basis to be completed within 48 hours
• Themis screening

CMP Testing

• Complete testing as per the compliance monitoring programme
• Log findings
• Completing one per week as and when they are due

 Other Duties

• Complete any other duties as and when required to drive business success
• Adopt and reflect company values
• Monitoring the Compliance and Sanctions inboxes
• Updating of registers

 Competencies

• The post holder should have:
• A desire to study for relevant professional qualifications
• Practical experience with MS Office and an ability to adapt to bespoke systems
• A methodical approach to tasks with a strong focus on attention to detail
• Excellent organisational skills – prioritising, achieving deadlines
• Consistently work at the standard required by the team and business
• A willing and flexible attitude to working hours to support team and business needs as required