Compliance Associate

SUMMARY:
An innovative and rapidly growing asset management firm is seeking a meticulous and proactive Compliance Associate to join its dynamic compliance team. This is a rare opportunity to kick-start your career at the intersection of fintech and financial regulation, supporting a firm with a bold mission and global ambition.

POSITION INFO:

As a Compliance Associate, you will be at the heart of the firm’s onboarding and monitoring functions. You’ll collaborate across teams—including Investments, Investor Relations, and Payments—as well as with external partners to ensure regulatory compliance and operational excellence. This role offers a unique chance to gain hands-on experience across a wide range of compliance activities in a fast-paced, mission-driven environment
 
Key Responsibilities
Conduct KYC due diligence on new clients and partners, verifying identity documentation and managing related records
Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) on high-risk clients, including PEPs
Monitor ongoing transactions for suspicious activity and ensure AML policy compliance
Execute risk assessments for new and existing clients
Support regulatory reporting processes
Maintain key compliance registers and documentation, ensuring proper record-keeping
Assist in delivering compliance training and improving internal compliance processes

Skills & Experience:
Exceptional communication and interpersonal skills with the confidence to represent the organization professionally
Detail-oriented with strong analytical and problem-solving skills
Self-starter with a proactive mindset and the ability to work independently in a fast-moving environment
Organized and capable of managing multiple priorities with minimal supervision
Comfortable with technology and eager to adopt new tools and systems
While direct experience in asset management or financial regulation is not required, a general understanding of the industry is expected. Prior compliance experience is preferred
 
Qualification:
Related experience or a degree in investment management

 
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