Assistant Compliance Officer

Recruiter:

Rooftop Recruitment

Job Ref:

Assistant Compliance..

Date posted:

Thursday, April 14, 2022

Location:

CapeTown, South Africa

Salary:

market related

SUMMARY:
Assistant Compliance Officer

JOB DESCRIPTION:

Assistant Compliance Officer

Cape Town

Implement and enforce the organisation''s or business units'' compliance program, consults on an on-going basis with Operational Managers. Ensures conformance with applicable laws and regulations covering diverse fields. Performs statistical sampling and monitoring.

• Assist in monitoring compliance with applicable legislation and internal requirements with a specific focus on Collective Investment Schemes and compliance with CISCA and Regulation 28, Financial Intelligence Centre Act, Financial Advisory and Intermediary Services Act and POPIA.

• Review and comment on draft Supplemental Deeds

• Monitor compliance with Supplemental Deeds, ASISA Mandates and relevant legislative requirements

• Assist with the compilation and submission of the quarterly and annual FSCA reporting relating to FAIS and CISCA

• Advise management, employees and clients on all compliance and regulatory matters that affect business decisions

• Analyse and comment on draft legislation

• Assist in developing, promoting, implementing and maintaining compliance standards and procedures that enable employees to act in a compliant manner

• Assist with the proper establishment and maintenance of procedures on the identification, reporting and resolution of compliance breaches and other regulatory issues

• Train and assist employees to improve their regulatory knowledge and enhance their compliant behaviour.

• Relevant tertiary qualification

• A minimum of 4 years’ experience in the Collective Investment Schemes environment and working experience with regards to the Collective Investments Control act and sub-ordinate legislation

• Certificate in Compliance Management would be an advantage

• Financial Advisory and Intermediary experience will be advantageous m14.4si

NB! This job is now closed. You can apply for other jobs by uploading your CV.

Similar jobs you might be interested in:

Trust Officer Assistant
Location: Noordhoek
Salary: Market related
The Role:This position will provide dedicated administrative and client support to a team of Trust O
20 days ago

Senior Accountant (6 month-fixed term contract)
Location: Cape Town
Salary: 540 000
Lead. Analyse. Deliver. Senior Accountant wanted! A well-established company is looking for a Senior Accountant to be part of their team. In this role, you will report to the Financial Controller and will play a pivotal role in managing financial processes, overseeing team outputs, and supporting strategic decision-making. If this sounds like you, apply today!
1 day ago

Business Support (& Digital Systems) Assistant
Location: Capetown
Salary: R35,000 per month
This is a varied and highly administrative role combining business support, systems administration, digital content coordination, website administration, CRM reporting, and first-line client support.
1 day ago

Finance & Banking Assistant
Location: Cape Town
Salary:
4 days ago

Assistant Financial Manager
Location: Cape Town
Salary: 550 000 Annually
This reputable, well-established company, known for its innovative approach and strong market presence, is seeking a skilled assistant Financial Manager to join its dynamic team.
4 days ago

Assistant Executive Housekeeper
Location: Cape Town
Salary:
7 days ago

Assistant Finance Manager
Location: Cape Town
Salary:
assistant Financial Manage This reputable, well-established company, known for its innovative approach and strong market presence, is seeking a skilled assistant Financial Manager to join its dynamic team.
8 days ago

ACCOUNTS ASSISTANT
Location: Cape Town
Salary:
ACCOUNTS assistant CAPE TOWN, CBDR18 000 CTC PER MONTH
8 days ago

Store Manager | Mitchells Plain | Upmarket Retail Brand
Location: Capetown
Salary: Negotiable
Upmarket Retail Brand is seeking an experienced STORE MANAGER to manage their team in the Promenade Shopping Centre in Mitchells Plain.
8 days ago

Accountant
Location: Cape Town
Salary:
Opportunity for an AccountantA well-established and fast-paced manufacturing business is looking for a driven and detail-oriented Accountant to join their finance team. This is an excellent opportunity for a qualified accounting professional who enjoys working in a hands-on environment and taking ownership of the full accounting function while partnering closely with operations and management.
11 days ago

Assistant Compliance Officer

Similar jobs you might be interested in:

Create a free job alert for Assistant Compliance Officer in CapeTown

Jobseekers

Recruiter

General