Assistant Compliance Officer

Recruiter:

Rooftop Recruitment

Job Ref:

Assistant Compliance..

Date posted:

Thursday, April 14, 2022

Location:

CapeTown, South Africa

Salary:

market related

SUMMARY:
Assistant Compliance Officer

JOB DESCRIPTION:

Assistant Compliance Officer

Cape Town

Implement and enforce the organisation''s or business units'' compliance program, consults on an on-going basis with Operational Managers. Ensures conformance with applicable laws and regulations covering diverse fields. Performs statistical sampling and monitoring.

• Assist in monitoring compliance with applicable legislation and internal requirements with a specific focus on Collective Investment Schemes and compliance with CISCA and Regulation 28, Financial Intelligence Centre Act, Financial Advisory and Intermediary Services Act and POPIA.

• Review and comment on draft Supplemental Deeds

• Monitor compliance with Supplemental Deeds, ASISA Mandates and relevant legislative requirements

• Assist with the compilation and submission of the quarterly and annual FSCA reporting relating to FAIS and CISCA

• Advise management, employees and clients on all compliance and regulatory matters that affect business decisions

• Analyse and comment on draft legislation

• Assist in developing, promoting, implementing and maintaining compliance standards and procedures that enable employees to act in a compliant manner

• Assist with the proper establishment and maintenance of procedures on the identification, reporting and resolution of compliance breaches and other regulatory issues

• Train and assist employees to improve their regulatory knowledge and enhance their compliant behaviour.

• Relevant tertiary qualification

• A minimum of 4 years’ experience in the Collective Investment Schemes environment and working experience with regards to the Collective Investments Control act and sub-ordinate legislation

• Certificate in Compliance Management would be an advantage

• Financial Advisory and Intermediary experience will be advantageous m14.4si

NB! This job is now closed. You can apply for other jobs by uploading your CV.

Similar jobs you might be interested in:

Assistant Scrap Metal Yard / Branch Manager: various Branches in Cape Town
Location: Cape Town
Salary:
4 days ago

Assistant Housekeeping Manager | La Residence
Location: Franschhoek
Salary:
4 days ago

Assistant Hotel Manager
Location: Stellenbosch
Salary: MR Monthly
Our Client is looking for a assistant Hotel Manager to join their team.
6 days ago

Assistant In-Room Dining Manager
Location: Bantry Bay
Salary: Market related
Assist the Room Service Manager in overseeing daily operations of the In-Room Dining department.
6 days ago

Assistant In Room Dining Manager
Location: Bantry Bay
Salary: Market related
Assist the Room Service Manager in overseeing daily operations of the In-Room Dining department.
6 days ago

Asset Management Operations Assistant
Location: Cape Town
Salary:
7 days ago

Assistant Accountant
Location: Cape Town
Salary: 500 000 Annually
A vibrant and growing company is looking for an assistant Accountant to join their team in the stunning coastal city of Cape Town. In this role, you’ll take on a variety of key finance responsibilities, including transaction processing, reconciliations, managing accounts payable and receivable, maintaining the general ledger, supporting financial analysis, ensuring compliance, assisting with...
12 days ago

Assistant Spa Manager
Location: Constantia
Salary: Monthly
Spa at a Luxury Hotel in Constantia, Cape Town is looking for an assistant Spa Manager. The successful candidate will work closely with the Spa Manager to ensure seamless day to day operations of the spa. This hands-on role combines leadership, operational management, and guest relations. The successful candidate will help maintain excellent service standards, support staff management an...
13 days ago

Assistant Accountant
Location: Cape Town
Salary: 500 000 Annually
An exciting company is seeking an assistant Accountant to join their team in the beautiful beachside of Cape Town. The role offers diverse responsibilities, including transaction processing, reconciliations, accounts payable and receivable, general ledger maintenance, financial analysis, compliance, audit support, and inventory management. Apply today to be considered for this incredible opportuni...
14 days ago

Assistant Room Service Manager
Location: Bantry Bay
Salary: Market related
Assist the Room Service Manager in overseeing daily operations of the In-Room Dining department.
14 days ago

Assistant Compliance Officer

Similar jobs you might be interested in:

Create a free job alert for Assistant Compliance Officer in CapeTown

Jobseekers

Recruiter

General