Specialist : Compliance

SUMMARY:
Specialist : Compliance

POSITION INFO:

Specification

Contribute to the efficient and effective functioning of Compliance Function

• Assist manager to ensure that compliance function is in compliance with law and industry and regulatory body requirements
• Promote prevention of legal and regulatory risk in the company (TCF)
• Maintain efficient and effective operations in Compliance
• Validate that policies and procedures with regards to Compliance Function are being adhered to. (TCF)
• Oversee the debarment processes are being adhered to within the Group

Attend to regulatory and client complaints (TCF)

• Assist with investigation of regulatory and clients complaints (Ombudsman cases)

Responsible for Compliance Monitoring and Reporting

• Monitor compliance risk, policies and procedures at Head Office and branches of The Company Group
• Complete monitoring reports for Head of Compliance
• Provide overall compliance assistance, guidance and advice to The Company Group of Companies
• Contribute to the development of compliance risk management plans
• Contribute to the completion of compliance reporting (internal and regulatory)

Provide Training and Awareness on Compliance Matters

• Create awareness in The Company Group of Companies with law requirements (TCF)
• Inform employees about relevant compliance matters
• Develop, educate and enabling healthy and business orientated compliance culture

Requirements           

Formal Education

• Legal Degree/relevant
• LLB Degree
• Admitted Attorney (advantage)

Technical/Legal Certification

• Compliance Certificate (Advantage)

Experience

• 2-3 years’ experience in Risk management and Compliance
• 2-3 years Insurance Industry experience

NB! This job is now closed. You can apply for other jobs by uploading your CV.