Junior Legal and Compliance officer

 

Recruiter:

Conova Recruitment

Job Ref:

CPT000112/GR

Date posted:

Wednesday, June 22, 2022

Location:

Capetown, South Africa

Salary:

Annually


SUMMARY:
Our client is an award-winning provider of fund, corporate and private wealth services to institutional and private clients.

Their independence and shared ownership culture means they all share the same priority: the best interests of their clients.

JOB DESCRIPTION:

Compliance
  • Expert knowledge and in-depth understanding of CISCA and all the regulations
  • Good understanding of FAIS, FICA and POPIA
  • Good understanding of FX
  • Assist in implementing and maintaining Policies
  • Assist with mandate compliance and mandate monitoring
  • Analysis and implementation of regulatory changes
  • Assist in the implementation of new legislative requirements
  • Provide training or prepare material on regulatory changes
  • Review of Investment Partner FAIS documents
  • Review of legal documents with service providers
  • Assist with Representative and KI applications
  • Assist with FSP applications
 
Technical support
  • Legal & Technical query management
  • Second pair of eyes on all agreements
  • Second pair of eyes on all policies
 
Other                
  • Must be able to prepare and deliver presentations on topics such as changes in regulations or new developments which impact on our business
  • Attend Investment Committee meetings 

 

NB! This job is now closed. You can apply for other jobs by uploading your CV.


 

 

 

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