Junior Legal and Compliance Officer

Recruiter:

Finovate People

Job Ref:

603487961

Date posted:

Wednesday, June 15, 2022

Location:

Cape Town, South Africa

SUMMARY:
-

JOB DESCRIPTION:

Our client, an Investment Consultant Company, is looking for a Junior Legal and Compliance Officer to join their team in the Plattekloof, Cape Town, area.

Job Description:

To assist the Head of Governance, Governance Team and External Compliance Officer with group governance risk and compliance.

Areas of Responsibility:

Compliance:

Expert knowledge of FAIS and CISCA and all the regulations.
Good understanding of FICA and POPIA.
Good understanding of FX.
Assist in implementing and maintaining policies.
Assist with mandate compliance and mandate monitoring.
Analysis and implementation of regulatory changes.
Assist in the implementation of new legislative requirements.
Provide training or prepare material on regulatory changes.
Review of Investment Partner FAIS documents.
Review of legal documents with service providers.
Assist with Representative and KI applications.
Assist with FSP applications.

Technical support:

Legal and technical query management.
Second pair of eyes on all agreements.
Second pair of eyes on all policies.

Other:

Must be able to prepare and deliver presentations on topics such as changes in regulations or new developments which impact on the business.
Attend Investment Committee meetings periodically.
Ad hoc projects.

Skills required:

Excellent interpersonal skills – must be comfortable presenting to groups.
Team player.
Good attention to detail.
Excellent operational efficiency.
Personal accountability.
Hardworking.
Positive.
Be able to multi-task.

Qualifications and Experience:

Minimum of 2 years’ experience in a compliance role or a similar role.
Legal or accounting qualifications.
Some knowledge and understanding of the industry – FAIS, CISCA, FICA and POPI.

Area: Plattekloof, Cape Town.

Salary offered: R41 000 per month (depending on experience and qualifications.

To start as soon as possible.

Please apply online if you meet all the above-mentioned requirements.

Please assume that your application was unsuccessful If you have not been contacted within 4 weeks from the date of this advertisement.

Similar jobs you might be interested in:

Litigation Associate
Location: Cape Town
Salary: R70 000 Monthly
Our legal client based in Cape Town CBD is seeking a highly skilled Litigation Associate Director to join and lead their Cape Town office. Salary: R70 000 CTC per month based on experience
Today

Attorney â Family Law Specialist
Location: Cape Town
Salary:
Are you an experienced Attorney handling legal matters related to family law? Our National client with offices in De Waterkant, requires a personable Attorney to provide legal advice, representation in court and guidance to clients navigating these complex family matters. This opportunity is with a boutique firm that empowers their staff, and your guidance and expertise can assist client...
Today

Treasury Lead
Location: Brackenfell
Salary:
1 day ago

Development Manager
Location: Northern Suburbs
Salary:
A well-established and dynamic law firm in Bellville is seeking an Admitted Conveyancing Attorney for a Developments Manager role. The ideal candidate will be a strategic thinker with strong business acumen, proven leadership ability, and a passion for driving growth within the property developments division.
5 days ago

Independent Conveyancer â Cape Town
Location: Sea Point
Salary:
Our client in the Sea Point area is seeking an experienced and independent Conveyancer to join their boutique firm on a permanent basis. This opportunity is ideal for a practitioner with an established client base and a proven track record who is looking to move away from working in isolation and become part of a supportive, collaborative team. You will benefit from shared resources and a professi...
5 days ago

Financial Manager â Accounts Payable
Location: Cape Town
Salary: 1 000 000 Annually
This role suits a commercially sharp Financial Manager who wants to operate at the intersection of finance operations, procurement, and technology within a high-growth fintech. You’ll take end-to-end, hands-on ownership of Accounts Payable and Procurement, driving automation, system improvements, and best-practice controls. Operating comfortably at ground level, you’ll bring structure,...
6 days ago

Accounts Payable Manager
Location: Cape Town
Salary: 800 000 Annually
Join a fast-scaling, globally focused fintech where finance and procurement are being built for scale. This role suits a hands-on Accounts Payable / Procurement leader who’s comfortable operating in ambiguity, executing at speed, and designing automated, efficient processes from the ground up. If you enjoy bringing structure to complex environments without slowing growth, this role offers re...
18 days ago

Conveyancer â Cape Town
Location: Sea Point
Salary:
Opportunity to build your conveyancing career where quality work meets genuine support. Based in De Waterkant, an expanding boutique legal company requires a well integrated Conveyancer to start up their conveyancing department.
20 days ago

Accounts Payable Manager
Location: Cape Town
Salary: 800 000 Annually
Join a fast-growing global tech business where you’ll take ownership of procurement and accounts payable from start to finish. Operating at the crossroads of finance, operations, and vendor management, this role offers a mix of day-to-day execution and meaningful process enhancement. The ideal candidate is commercially savvy, highly organised, and passionate about creating smart, scalable pr...
22 days ago

Construction Manager (PrCM â SACPCMP Certified) Western Cape | Building Construction
Location: Cape Town
Salary: 1560000 Annually
Construction Manager (PrCM – SACPCMP Certified) Western Cape | Building Construction
27 days ago

Junior Legal and Compliance Officer

Similar jobs you might be interested in:

Create a free job alert for Junior Legal and Compliance Officer in Cape Town

Jobseekers

Recruiter

General