FAIS Compliance Officer

SUMMARY:
We are seeking a dedicated professional to join our team in a role focused on delivering top-tier compliance and risk management services across the region. This position plays a critical role in ensuring compliance with regulatory frameworks such as FSCA, FICA, POPI, the Companies Act, and NCR, as well as overseeing long- and short-term insurer outsourcing.

The successful candidate will be responsible for providing customized business solutions and training to both individuals and groups, aimed at enhancing the success and profitability of member practices. Key responsibilities include delivering engaging webinars and seminars, implementing strategic solutions based on business assessments, and driving growth and retention of our customer base.

If you are passionate about compliance, risk management, and helping businesses thrive in a regulated environment, we would love to hear from you.

POSITION INFO:
MINIMUM REQUIREMENTS
QUALIFICATIONS & EXPERIENCE

• A FSCA recognised qualification preference will be given to a BCOM, Legal or Accounting degree
• Registered Category I Compliance Officer with the FSCA (Compulsory).
• Relevant experience in the financial Industry, preference in compliance or risk management within the financial services industry.
• A valid driver’s licence

• Provide clients with high-quality, personalised and substantive reports.
• Display behaviour and attitudes that positively contribute to the well-being and development of the regional team, the company and its clients.
• Sourcing and signing up of new clients.
• Provide training to clients and staff on business practice solutions.
• Outsourced compliance function delivered to financial services clients and other FICA-accountable institutions.
• Fulfil compliance function required in terms FSCA, FICA, POPI, Long- and Short-term Insurer outsourcing, Company Act and NCR and other applicable legislation and business requirements
• Establish a culture of compliance and provide a compliance risk framework to clients to achieve the TCF outcomes
• Practice management delivery through implementation, webinars and seminars the concept either in groups or at individuals in such a way that they can see the benefits to their own practice and are prepared to undergo the necessary change to implement key drivers