FAIS Compliance Officer

Recruiter:

Sentinel Staffing Services

Job Ref:

CET004088/MO

Date posted:

Wednesday, November 27, 2024

Location:

Pretoria, South Africa

Salary:

35 000 Monthly

SUMMARY:
We are seeking a dedicated professional to join our team in a role focused on delivering top-tier compliance and risk management services across the region. This position plays a critical role in ensuring compliance with regulatory frameworks such as FSCA, FICA, POPI, the Companies Act, and NCR, as well as overseeing long- and short-term insurer outsourcing.

The successful candidate will be responsible for providing customized business solutions and training to both individuals and groups, aimed at enhancing the success and profitability of member practices. Key responsibilities include delivering engaging webinars and seminars, implementing strategic solutions based on business assessments, and driving growth and retention of our customer base.

If you are passionate about compliance, risk management, and helping businesses thrive in a regulated environment, we would love to hear from you.

POSITION INFO:
MINIMUM REQUIREMENTS
QUALIFICATIONS & EXPERIENCE

A FSCA recognised qualification preference will be given to a BCOM, Legal or Accounting degree
Registered Category I Compliance Officer with the FSCA (Compulsory).
Relevant experience in the financial Industry, preference in compliance or risk management within the financial services industry.
A valid driver’s licence

Only applicants who meet these requirements will be considered for this position.

DUTIES AND RESPONSIBILITIES
Compliance Duties

Provide clients with high-quality, personalised and substantive reports.
Display behaviour and attitudes that positively contribute to the well-being and development of the regional team, the company and its clients.
Sourcing and signing up of new clients.
Provide training to clients and staff on business practice solutions.
Outsourced compliance function delivered to financial services clients and other FICA-accountable institutions.
Fulfil compliance function required in terms FSCA, FICA, POPI, Long- and Short-term Insurer outsourcing, Company Act and NCR and other applicable legislation and business requirements
Establish a culture of compliance and provide a compliance risk framework to clients to achieve the TCF outcomes
Practice management delivery through implementation, webinars and seminars the concept either in groups or at individuals in such a way that they can see the benefits to their own practice and are prepared to undergo the necessary change to implement key drivers

ABOUT OUR CLIENT:
Our client is a leading national provider of risk management services to independent financial advisors and licensed financial service providers (FSPs). Established in 2004, they specialize in helping clients navigate and address their risk management challenges, enabling them to grow and succeed in a highly regulated industry. With a dedicated team of experts, they offer both professional guidance and practical support, ensuring their clients receive actionable, effective solutions. Their commitment to excellence is at the heart of everything they do, delivering measurable results and helping clients thrive in an evolving landscape.

NB! This job is now closed. You can apply for other jobs by uploading your CV.

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