Derivatives Compliance Officer

Recruiter:

Belmar Personnel

Job Ref:

Derivatives Complian..

Date posted:

Monday, October 25, 2021

Location:

CapeTown, South Africa

Salary:

300 - 420K

SUMMARY:
Derivatives Compliance Officer

POSITION INFO:

A reputable broker, is currently seeking an individual to assume the role of Compliance Officer. The successful incumbent will be responsible for embedding and promoting a culture of compliance within the organisation, as well as, providing assurance to relevant stakeholders regarding the level of compliance that is reached within the organisation.
Responsibilities:
ï‚· Identify, assess, manage and adhere to statutory, supervisory and
regulatory requirements.
ï‚· Develop ongoing maintenance of a Compliance Monitoring Plan (CMP) and a
Compliance Risk Management Plan (CRMP) for the organisation.
ï‚· Maintain the regulatory universe and regulatory reporting dashboard.
ï‚· Develops, initiates, maintains, and revises policies and procedures related
to activities to prevent illegal, unethical, or improper conduct. Manages
day-to-day operation of the compliance program.
ï‚· Highlight to senior management all concerns arising from failure of controls
that could result in regulatory issues

JSE Derivatives Compliance Officer Exam (SAIFM) and stockmarket compliance experience

NB! This job is now closed. You can apply for other jobs by uploading your CV.

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