Compliance Officer

SUMMARY:
An established financial services business within the asset management space is looking to appoint a

POSITION INFO:

An established financial services business within the asset management space is looking to appoint an experienced Compliance Officerto support and strengthen compliance governance across the division. This role offers exposure to senior stakeholders and plays a key part in ensuring regulatory alignment in a fast-paced, highly regulated environment.

Why join this team?
You will be joining a well-structured, professional environment where compliance is viewed as a strategic partner to the business. The role offers autonomy, meaningful stakeholder engagement, and the opportunity to work across a broad regulatory landscape within asset management.

What you will be doing:

• Overseeing and maintaining the compliance risk management and monitoring framework
• Monitoring, analysing, and implementing regulatory and legislative changes
• Preparing compliance, regulatory, and statistical reports for internal and external stakeholders
• Reviewing marketing material to ensure regulatory compliance
• Providing advisory support on compliance-related queries across the business
• Managing compliance projects end-to-end
• Maintaining FAIS procedures, manuals, and key individual/representative registers
• Monitoring and reporting on FAIS, AML/FICA, and TCF-related matters

What we are looking for:

• BCom and/or LLB qualification
• Minimum of 5 years' experience within financial services (asset management exposure preferred)
• RE1 completed
• Registered Compliance Officer with the FSCA
• Strong working knowledge of FAIS, CISCA, AML/FICA, and asset management regulations
• High attention to detail with strong analytical and communication skills
• Ability to work independently and manage competing deadlines

Benefits and unique aspects:

• Exposure to senior leadership and strategic decision-making
• Broad compliance remit across asset management
• Stable, well-regarded business with strong governance frameworks
• Inclusive, transformation-focused culture

If you haven't heard back from us within two weeks of submitting your application, unfortunately your application has not been successful this time. We'd still love to stay connected follow us online and keep an eye out for future opportunities that match your profile.

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