Compliance Manager

Recruiter:

Umjikelo Recruitment Services

Job Ref:

Compliance Manager

Date posted:

Friday, September 9, 2022

Location:

centurion, Gauteng, South Africa

Salary:

Market related

SUMMARY:
One of our clients, a leader in the agri industry, is looking for a dynamic individual to take up the above role and become a part of their team!

JOB DESCRIPTION:

The purpose of this role is to ensure that the company complies with the provisions of the Financial Markets Act, the Rules and Directives of the JSE as well as to identify and report any contraventions of the Act, the Rules and Directives of the JSE or Board decision to the JSE Director: Market Surveillance.

Requirements

MINIMUM REQUIREMENTS

Grade 12 coupled with at least 2 - 3 years compliance management experience in the commodities environment or Bachelor’s degree (Legal or Accounting) or equivalent qualification coupled with 2 years compliance management experience in the commodities environment will be an advantage
The candidate must have passed the Derivatives Compliance Officer Examination as prescribed by the JSE
Risk and Compliance short courses at NQF Level 6 will be an advantage
Registration at the FIC to handle all potential reporting issues is essential
Working knowledge of the Nutron trading platform will be an advantage

KEY PERFORMANCE AREAS

Distribute and implement JSE notices
Compile and distribute the daily debit balance emails for Commodity & Currency Clients
Compile and distribute the current risk exposure report
Communicate with Moonstone compliance and notify them of profile changes and updates for the division as the licence holder
Open new client accounts on Nutron
Amend fee structures with Clearing Bank
Investigate and resolve client queries and complaints, update and maintain the complaints register
Update and maintain client and trader data in counterparty report
Ensure that the company complies with the provisions of the Financial Markets Act and the Rules and Directives of the JSE.
Report any contraventions of the Act, the Rules and Directives of the JSE or Board decision to the JSE Director: Market Surveillance.
Ensure that all clients are FICA compliant.
Ensure that all potential reporting issues for Cash-threshold transactions and/or suspicious transactions are reported to the FIC.
Compile and distribute reports to management as requested
Compile and submit the quarterly The division Compliance report and highlight any identified irregularities

TECHNICAL KNOWLEDGE/COMPETENCIES

Knowledge of agricultural and currency derivatives
Solid experience and understanding of anti-money laundering is essential
Knowledge of best practices/trends within the regulatory and compliance framework
Knowledge of relevant legislation
Drafting skills
Excellent Computer skills
Time management skills
Accuracy/attention to detail

BEHAVIOURAL COMPETENCIES

Dynamic, enthusiastic and Self-motivated
Detail Oriented and Pro-Active inclination
Team player
Resourceful
Organized
Lives the company values (Service Excellence, Integrity, Passion, Accountability, Teamwork)
Dependable and able to perform under pressure
Ability to perform individually and within a team

NB! This job is now closed. You can apply for other jobs by uploading your CV.

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